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Yet, Mike and the Mormons at EI’s insurance brokerage took exception to my “aggressive New York management style” (their exact words)in dealing with adversaries such as the clueless Philadelphia lawyer who, I noted in an email to brokers and Mike, did not know his ass from his elbow
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“I immediately started to build my own retirement portfolio through management consultancies, affiliation with a well-regarded broadcast brokerage firm, and a commitment to work with a major investment firm in New York City interested in communications industry ownership
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Shure Stock, the country’s second largest independent brokerage house has filed for bankruptcy
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Perhaps you have duplicate bank or savings accounts, duplicate brokerage accounts, too many financial advisers, too many financial newsletters
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brokerage houses in this country
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” Wendy Cox had had the pleasure of a prior head-to-head with Pratt on a previous case when Pratt had represented a sleazy brokerage firm
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It will be best to check with your preferred and favorite brokerage when
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In addition, bank accounts or brokerage accounts that are jointly held and which specify the right of survivorship do not have to be probated
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Medicaid will require bank and brokerage statements and other relevant papers for three years preceding the Medicaid application, or 5 years if you have transferred assets into certain trusts
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brokerage (“the house”) gets to keep their commissions while the investor (“bettor”) barely
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practiced in situations where the same brokerage (but not agent) represent
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listed and another agent from that brokerage has a buyer-brokerage
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buyer is working with a broker other than the brokerage, which "lists" the
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He joked that he had to open his own brokerage firm since all the others had shut down
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There was another man, who’d been fired from his brokerage house
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Every stock brokerage firm has millions of dollars in stocks and bonds stored in its vaults as a convenience to customers
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His partners at the brokerage firm where he works put most of the responsibility on his shoulders
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bond brokerage firms and with the largest bank in the United States
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Until in America, all you get is one endless series of graft-corruption scandals ranging all the way from savings and loans, to mass produced chickens, to the power industry, to brokerage houses, to the accounting industry, to the oil industry… etc
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The temples which held oracles: undead auras which were supposed to be able to predict the outcome of the future, became international brokerage houses of enormous wealth because kings on both sides of any conflict donated enormous sums of gold and wealth, hoping to gain favor with their favorite gods, hoping to guarantee the success of any venture like a war, or an attack on a neighboring kingdom
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large brokerage house, the highest level she could expect to attain along the career
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brokerage house as being “just a secretary”
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Anything over and above this figure should be allocated to a self-directed low cost brokerage IRA
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clients because Julio was the only client with a private brokerage account at Metrogroup
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Her grandmother bequeathed ten thousand dollars to her twenty, twenty five years ago, or so, and when the ear of the personal investor dawned she opened up her own brokerage account
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that, I mean, we're not a brokerage firm where each client has a separate account, but I am
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the New Jersey banks and brokerage houses
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The economy was imploding; New York brokerage house Bear Stearns was just days from announcing that it was almost out of money
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How enterprising are these Angels! Set them up with brokerage licenses in place of bikes, and you’d have millionaires
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Dudack was chief market strategist during the 1990s at the brokerage firm S
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(In late July 2008 Merrill Lynch effectively wrote down mortgage securities with face value of $36 billion by 95 percent!) Even worse, no one in the financial community could be sure which banks or brokerage firms carried such securities (now known as toxic waste) on their books
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The first occurred in mid-March 2008 when the brokerage firm of Bear Stearns collapsed and was purchased by JPMorgan Chase
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First, it affirmed that stocks had been plummeting, something that anyone could see from his brokerage statements or from the chart of the averages
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The venerable brokerage firm Merrill Lynch had suffered such losses in mortgage-backed securities that it had to be sold to Bank of America
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He often referred to the files he kept of newspaper articles, magazine commentary, brokerage firm recommendations, and the like
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The ticker tape was a paper-based, telegraphic reporting method for transactions (later was supplanted by the so-called Trans Lux, an electronic version of the paper tape that used to be displayed in all brokerage offices)
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Though brokerage software and execution platforms do provide position accounting, there is currently no retail-level platform that provides this degree of risk and position information
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The most obvious screen is one that is probably provided by your brokerage software, a simple accounting of the P&L for each position
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But spreads don’t matter, Cramer said, and that liquidity, courtesy of a brokerage credit crisis, has disappeared
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TradersChoiceFX is a forex-introducing brokerage firm that is able to enhance its clients' forex trading success by matching them up with the best fit forex dealer for them
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Brokerage firms hide customer statistics from the public, but in 2000, state regulators in Massachusetts subpoenaed brokerage house records, which showed that after six months only 16% of day-traders made money
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The FCM is much like a traditional stock brokerage house (such as Schwab, Fidelity, or Merrill Lynch), except that it’s allowed to offer products that trade on the futures markets
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Buying the DBC is as simple as logging into your brokerage account or calling your broker and placing an order for the number of DBC units you want to purchase
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Sales load: Some mutual funds sell their shares through brokerage houses and other financial intermediaries
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I also recommend checking whether your brokerage firm has published any research on MLPs you’re interested in
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After you select a commodity brokerage firm you’re comfortable with, it’s time to open an account and start trading! You can choose from a number of different brokerage accounts
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The FCM, on the other hand, is more like a stock brokerage house
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Suppose that Mary is an investor who has recently opened a self-directed account with Infinity Brokers, a commodity brokerage firm
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As an investor with a brokerage account, all you see after you place your order is a confirmation number, and most investors fail to recognize the complexity behind placing orders at the commodity exchanges
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What did I do with my withdrawal? I paid it into my stock brokerage account
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The chart is calculated as if £30,000 went into a brokerage account from day one
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76 on the £19,348 we would need in the brokerage account to do all the trades to date
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If you put the same lump sum into a brokerage account, every year, at 20% compound a year, you will create a pot 200 times larger after twenty years
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All the charts used here are taken from either my NinjaTrader platform, or my MT4 brokerage account
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In addition, most brokerage firms also put out an app
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The brokerage houses promotional material usually discusses option buying, centering on the benefits of the limited risk aspect of options and the potential for unlimited profit
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Further, a brokerage company has an easier time developing promotional material explaining the benefits of purchasing options, which is far less complicated to explain and monitor than option sales
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In behalf of the Stock Exchange houses it should be said that they make no effort to persuade their bond clients to speculate in stocks, but the atmosphere of a brokerage office is perhaps not without its seductive influence
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There were no fancy lunches at gilded brokerage offices within the City of London
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In mid-1998, investors surveyed by the Gallup Organization for the PaineWebber brokerage firm expected their portfolios to earn an average of roughly 13% over the year to come
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Nearly all brokerage houses are ready to make corresponding suggestions, without special fee, in return for the commission business involved
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Some brokerage houses maintain investment services on a fee basis
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That extra cost, called “market impact,” never shows up on your brokerage statement, but it’s real
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Finance professors Brad Barber and Terrance Odean of the University of California examined the trading records of more than 66,000 customers of a major discount brokerage firm
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We cannot help thinking, too, that the average individual who opens a brokerage account with the idea of making conservative common-stock investments is likely to find himself beset by untoward influences in the direction of speculation and speculative losses; these temptations should be much less for the mutual-fund buyer
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The Wall Street brokerage fraternity has probably the highest ethical standards of any business, but it is still feeling its way toward the standards and standing of a true profession
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Hence it has been logically impossible for brokerage houses to operate on a thoroughly professional basis
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The farthest that certain brokerage houses have gone in that direction—and could have been expected to go—is to refrain from inducing or encouraging anyone to speculate
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At this stage we refer only to the financial analysts employed by brokerage houses
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In the great majority of cases, the employing brokerage house can be counted on to assure itself of the qualifications and competence of its analysts
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The customer of the brokerage firm may deal with the security analysts directly, or his contact may be an indirect one via the customer’s broker
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The analysts hired by brokerage houses, we are convinced, are greatly handicapped by the general feeling that they are supposed to be market analysts as well
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The first financial troubles of the brokerage houses (in 1969) were attributed to the increase in volume itself
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In 1970, as brokerage failures increased, they were blamed chiefly on “the falling off in volume
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During the 15 years of the bull market ending in 1964 the annual volume had averaged “only” 712 million shares—one quarter of the 1970 figure—but the brokerage business had enjoyed the greatest prosperity in its history
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It seems that a good part of the capital of certain brokerage houses was held in the form of common stocks owned by the individual partners
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2 In effect the partners were speculating with the capital that was supposed to protect the customers against the ordinary financial hazards of the brokerage business, in order to make a double profit thereon
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In addition many brokerage firms distribute the Guide to their clients (on request
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bankruptcy; and aggressive investors; of brokerage houses; case histories about; and defensive investors; and history and forecasting of stock market; and investment funds; and market fluctuations; and price; of railroads; and security analysis
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brokerage transactions: delivery of,
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bull markets; and bargains; characteristics of; and convertible issues and warrants; and dealings with brokerage houses; death/end of; history and forecasting of; length of; and market fluctuations; and new offerings; and portfolio policy for aggressive investors
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The difference between the price at which you sold your borrowed shares and the price you paid for the replacement shares is your gross profit (reduced by dividend or interest charges, along with brokerage costs)
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* The Rothschild family, led by Nathan Mayer Rothschild, was the dominant power in European investment banking and brokerage in the nineteenth century
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More traditional brokerage firms, meanwhile, began emphasizing financial planning and “integrated asset management,” instead of compensating their brokers only on the basis of how many commissions they could generate
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An individual investor might, perhaps, have some luck calling analysts who work at “regional” brokerage firms headquartered outside of New York City
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Ross Perot lent more than $50 million to the firm; Goodbody, the fifth-largest brokerage firm in the United States, would have failed in late 1970 had Merrill Lynch not acquired it
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In 1970, no fewer than seven brokerage firms went bust
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5 The definitive source on brokerage costs is the Plexus Group of Santa Monica, California, and its website, www
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Plexus argues persuasively that, just as most of the mass of an iceberg lies below the ocean surface, the bulk of brokerage costs are invisible—misleading investors into believing that their trading costs are insignificant if commission costs are low
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” In traditional brokerage lingo, the “book” is an investor’s ledger of holdings and trades
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An hour or so after he placed the order, the brokerage firm called him back
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When Heilbrunn recounted this response to Graham, Graham told him that the brokerage firm was simply wrong, that the bonds would prove a successful investment
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Though there are a number of ways in which investment banks can earn money, traditional stock brokerage is not among the more lucrative ones
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They can make 7 percent on the money they raise in new equity offerings, versus a few cents per share on an ordinary brokerage transaction
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To speed his work, Price started with a recent report from an analyst at one of the largest investment and brokerage houses
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In the interim, all this activity made its mark on the analysts at the brokerage houses, who began to write about the merits of Chase merging with another money center bank
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If there are 500 analysts following General Electric (not an extreme estimate, based on the number of institutional accounts that own the stock added to the sell-side analysts who cover it for the brokerage firms and all the other experts), the 501st is not likely to add much to the store of information or understanding about the firm
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So I had to suck it up and live with my parents while I gave my nascent brokerage career a chance to gain traction