Use "brokerage firm" in a sentence

1. “I immediately started to build my own retirement portfolio through management consultancies, affiliation with a well-regarded broadcast brokerage firm, and a commitment to work with a major investment firm in New York City interested in communications industry ownership

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2. ” Wendy Cox had had the pleasure of a prior head-to-head with Pratt on a previous case when Pratt had represented a sleazy brokerage firm

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3. He joked that he had to open his own brokerage firm since all the others had shut down

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4. Every stock brokerage firm has millions of dollars in stocks and bonds stored in its vaults as a convenience to customers

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5. His partners at the brokerage firm where he works put most of the responsibility on his shoulders

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6. bond brokerage firms and with the largest bank in the United States

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7. that, I mean, we're not a brokerage firm where each client has a separate account, but I am

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8. Dudack was chief market strategist during the 1990s at the brokerage firm S

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9. (In late July 2008 Merrill Lynch effectively wrote down mortgage securities with face value of $36 billion by 95 percent!) Even worse, no one in the financial community could be sure which banks or brokerage firms carried such securities (now known as toxic waste) on their books

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10. The first occurred in mid-March 2008 when the brokerage firm of Bear Stearns collapsed and was purchased by JPMorgan Chase

11. The venerable brokerage firm Merrill Lynch had suffered such losses in mortgage-backed securities that it had to be sold to Bank of America

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12. He often referred to the files he kept of newspaper articles, magazine commentary, brokerage firm recommendations, and the like

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13. TradersChoiceFX is a forex-introducing brokerage firm that is able to enhance its clients' forex trading success by matching them up with the best fit forex dealer for them

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14. Brokerage firms hide customer statistics from the public, but in 2000, state regulators in Massachusetts subpoenaed brokerage house records, which showed that after six months only 16% of day-traders made money

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15. I also recommend checking whether your brokerage firm has published any research on MLPs you’re interested in

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16. After you select a commodity brokerage firm you’re comfortable with, it’s time to open an account and start trading! You can choose from a number of different brokerage accounts

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17. Suppose that Mary is an investor who has recently opened a self-directed account with Infinity Brokers, a commodity brokerage firm

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18. In addition, most brokerage firms also put out an app

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19. In mid-1998, investors surveyed by the Gallup Organization for the PaineWebber brokerage firm expected their portfolios to earn an average of roughly 13% over the year to come

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20. Finance professors Brad Barber and Terrance Odean of the University of California examined the trading records of more than 66,000 customers of a major discount brokerage firm

21. The customer of the brokerage firm may deal with the security analysts directly, or his contact may be an indirect one via the customer’s broker

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22. In addition many brokerage firms distribute the Guide to their clients (on request

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23. More traditional brokerage firms, meanwhile, began emphasizing financial planning and “integrated asset management,” instead of compensating their brokers only on the basis of how many commissions they could generate

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24. An individual investor might, perhaps, have some luck calling analysts who work at “regional” brokerage firms headquartered outside of New York City

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25. Ross Perot lent more than $50 million to the firm; Goodbody, the fifth-largest brokerage firm in the United States, would have failed in late 1970 had Merrill Lynch not acquired it

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26. In 1970, no fewer than seven brokerage firms went bust

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27. An hour or so after he placed the order, the brokerage firm called him back

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28. When Heilbrunn recounted this response to Graham, Graham told him that the brokerage firm was simply wrong, that the bonds would prove a successful investment

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29. With all the talk about Chinese walls separating the various functions of the large investment/brokerage firms, investment professionals take as a given that no sell-side analyst is going to prejudice his or her firm's ability to win banking business from the company under examination

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30. If there are 500 analysts following General Electric (not an extreme estimate, based on the number of institutional accounts that own the stock added to the sell-side analysts who cover it for the brokerage firms and all the other experts), the 501st is not likely to add much to the store of information or understanding about the firm

31. If you’re not sure of something, then my advice is to have a good coach to assist you or to pick up the phone and call the trade desk at your brokerage firm

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32. Please check to see what your naked put option requirement is because many brokerage firms charge as much as 50% of the stock’s current price, which in this example would be $93,330 instead of $37,332 (at 20%)

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33. * Margin requests for naked put trades vary with brokerage firms, a normal requirement would be about 20% of the current stock’s premium plus the credit received for the trade

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34. Please keep in mind that all brokerage firms are different and in some cases when the spread closes between your strike prices (between $95 and $100), you could be put the stock over the weekend and if it moves higher, your loss will increase

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35. Whitman founded his own brokerage firm in 1974 and the predecessor to the Third Avenue Funds in 1986

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36. Most online brokerage firms charge about $10 both ways, resulting in $20 for the entire trade

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37. A brokerage firm holding a client’s stock may be permitted under its agreement with the client to lend out the stock

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38. Consider a trader who borrows 900 shares of stock from a brokerage firm in order to sell the stock short at a price of $68 per share

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39. Borrowed stock must eventually be returned to the lender, in this case the brokerage firm

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40. As security against this obligation, the brokerage firm will hold the $61,200 proceeds from the sale

41. At the same time, the trader is obligated to pay the brokerage firm any dividends that accrue over the short-sale period

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42. How does the brokerage firm as the lender profit from this transaction? The lending firm profits because it pays the trader only a portion of the full interest on the $61,200

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43. Brokerage firms and data vendors who provide option analysis for their clients will typically include implied volatility data

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44. An example would be real estate brokerage firm Coldwell Banker, which sells franchise rights to use its brand

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45. The OCC randomly allots assignments to brokerage firms that have short positions in the particular option that has been exercised

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46. The brokerage firm then allots the assignment notices to the short option positions its customers have using a fair assignment method

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47. He spent almost two decades within the world’s largest brokerage firms as the classic corner-office success story

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48. Before Chuck Schwab came along, if you wanted to buy some stocks, you had to go through a cartel of traditional brokers or brokerage firms that charged exorbitant fees for every trade

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49. Chuck embraced his status as a Wall Street outsider and planted his flag in his native California, establishing his brokerage firm in San Francisco in 1973

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50. When you select Relative Strength Indicator (RSI) from your brokerage firm software, this momentum oscillator appears as a single line on the top or bottom of a chart

51. TICK statistics are published live on the web, the Nasdaq website, and your brokerage firm

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52. Because you don't own the stock, the brokerage firm lends you 100 shares of Daytraders, Inc

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53. The brokerage firm takes the shares you just bought and returns them to the lender

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54. Check with your brokerage firm to learn their exact rules

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55. (Not every brokerage firm accepts every type of conditional order, so be certain to ask first)

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56. Hal opened up the brokerage firm's software and was dazzled by the charts and other information on the screens

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57. Hal had more than $37,000 in losses, and now owed the brokerage firm for the margin he used

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58. As mentioned earlier, if you have any questions while reading this book, call the Help Desk at your local brokerage firm

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59. As long as you're a customer, the representatives at your brokerage firm should answer your questions

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60. An instruction given to a brokerage firm that requires that the shares in an order are filled completely or not at all

61. This is the practice of borrowing shares of stock from a brokerage firm and buying them back later at a lower price, hopefully for a profit

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62. In the literature and in multiple services offered by brokerage firms and Internet sources, the problem of choice is generally solved through application of different market scanners and rankers

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63. No brokerage firms had research reports on it then, and the only mutual fund that owned it—a Value Line fund—had sold it the prior quarter when it began moving up

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64. Once you have a few years’ experience, a sound plan, and a strict set of both buy and sell rules, you might consider buying on margin (using borrowed money from your brokerage firm in order to purchase more stock)

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65. Many brokerage firms have gone out of business because they couldn’t manage their own money wisely

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66. In the 1990s, discount brokerage firms continued to gain market share relative to full-service firms as investing became more and more mainstream

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67. At that time, a historical check proved that Charles Schwab, one of the most successful discount brokerage firms, had performed as well as market leader Microsoft during the preceding years—a valuable fact few people knew then

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68. JT: I was first introduced to quantitative seasonal analysis when in 1988 I came to Moore Research Center (MRCI), at the time not only a branch of a major commodities brokerage firm but also that firm’s computer research facility

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69. There are brokers and even unscrupulous brokerage firms who intentionally recommend that their clients get in and out of trades early and often for the sole purpose of generating commissions rapidly

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70. Full-service brokerage firm commissions and services vary in cost, and it is difficult to say how much is too much

71. In a 1989 Fortune article profiling 10 young money managers—under the title “Are These the New Warren Buffetts?”—Marshall Weinberg, of the brokerage firm Gruntal & Co

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72. I'd add that as brokerage firms have gone out of business or cut back on the number of companies they follow, it's not as if we need to focus on tiny or new companies to find those that are relatively ignored

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73. Next, the brokerage firm Moore & Shley, Cameron & Co

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74. Joseph Kennedy learned about short selling and security trading in the early 1920s while working at the Boston brokerage firm Hayden, Stone

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