Use "securities industry" in a sentence
securities industry example sentences
securities industry
1. The SEC has oversight over all aspects of the capital markets, and its primary mandate is to monitor and regulate all the transactions that take place in the securities industry
2. “ most of those in government doing the investigating are beholden to the Stock Exchange in one way or another (via campaign contributions or through their law firms), or hope (if they are commissioners and chairmen of the SEC) to be employed in the securities industry at some not too distant date, nothing ever comes of these investigations
3. Another survey (polling individual investors on what they consider respectable rates of return on their investments) documents even more extreme exuberance during the end of the tech boom: The Securities Industry Association’s annual survey reports that between 1999 and 2003, median, year-by-year “respectable” stock returns were 30%, 33%, 19%, 13%, and 10%